IMC ANNUALREPORT 2020 - Flipbook - Page 30
10 RISK
IMC ANNUAL REPORT 2020
RISK PROCESS
Governance
Strategy Approval Process
Risk Tolerance
Local and Global Risk Committee
Risk And Control Self-Assessment
Capital Management
Assurance Committee
Internal Audits
Monitor &
Report
Identify
Risk
Tolerance
Capital
Mitigate
Assess
Areas
of Risk
Business and
Strategic Risk
Market, Credit,
and Liquidity Risk
Periodic strategy and
business reviews
Sensitivity Analysis
Diversification to
reduce dependencies
Limit Framework
Continuous
investment in people
and technology
Monitoring
industry trends
Strong KPI reporting
infrastructure
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Stress Testing
Counterparty Analysis
Intraday Monitoring
Operational Risk
Compliance
Information Security
Pre and Post Trade
Risk Controls
Regulatory Affairs
Identity and Access
Management
Policies, Procedures,
Standards
Quality Assurance
Monitoring, Incident
Management and
Response
External Event
Analysis
Risk Assessments
Trading Surveillance
Policies, Procedures,
Standards
Risk Assessments
Training and
Education
Network and
Systems Security
Policies, Procedures,
Standards
Awareness and
Training
Monitoring, Incident
Management and
Response